Not every compliance challenge fits neatly into a standard service. We can also undertake specific projects on a negotiated fee basis, drawing on our broad experience across the financial services industry.
Examples of consultancy projects we have undertaken include:
- Operational assessment and compliance due diligence for advisory practice acquisitions
- Assessment of potential client bases for purchase
- Review of existing documentation and procedures
- Development and implementation of new processes and procedures in response to regulatory change or new regulatory requirements
- AFSL restructuring and governance reviews
- Preparation for ASIC surveillance or regulatory inquiry
If you have a specific compliance project in mind that doesn’t fit our standard service menu, talk to us. We’re happy to scope something tailored to your situation.
Have a project in mind? Tell us what you’re working on and we’ll put together a proposal.