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Your obligations relating to cybersecurity

Your obligations relating to cybersecurity

Posted by By Matthew Farley July 27, 2022Posted inAFSL Compliance, Risk Management, UncategorizedNo Comments
Recently, the Federal Court considered the cybersecurity obligations of AFSLs and their authorised representatives. Currently, under s912A of the Corporations Act 2001 (Corps Act), an AFSL has certain core obligations.…
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Licensing Fees – Are you receiving service?

Licensing Fees – Are you receiving service?

Posted by By Matthew Farley July 7, 2022Posted inAFSL Compliance, Risk ManagementNo Comments
We all know that one of the findings of the Royal Commission into Misconduct in the Banking, Superannuation and Financial Services Industry was the prolific nature of receiving fees from…
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